PRIME EXECUTIONS

SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2012

Prime Executions has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Prime Executions has selected the execution venue on behalf of its customers.

Prime Executions may participate in programs which result in its receipt of remuneration, compensation, or other consideration for the placing of orders with other broker-dealers, exchanges and market centers for execution.

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 86%

Limit orders as percentage of total non-directed orders 14%

Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

95

86

14

ARCA

2

92

8

NASDAQ

2

92

8

BATS

1

94

6



American Stock Exchange Listed Symols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

ARCA

81

72

28

NYSE

19

55

45



NASDAQ Listed Symols

Venue

% of executed volume

% of orders - Market

% of orders - Limit

NYSE

81

92

8

ARCA

16

96

4

NASDAQ

3

95

5