PRIME EXECUTIONS

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2016

Prime Executions has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders, “that is, any order that the customer has not specifically instructed to be routed to a particular venue [market center] for execution. For these non-directed orders, Prime Executions has selected the execution venue on behalf of its customers.

Prime Executions may participate in programs which result in its receipt of remuneration, compensation, or other consideration for the placing of orders with other broker-dealers, exchanges and market centers for execution.

Summary Statistics :

Non-directed orders as percentage of total customer orders 100%

Market orders as percentage of total non-directed orders 76%

Limit orders as percentage of total non-directed orders 24%

Information Concerning Significant Venues (EQUITIES):

New York Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

93

75

25

IBF

4

70

30

ETCC

2

70

30



American Stock Exchange Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

NYSE

93

70

30

IBF

5

60

40

ETCC

2

70

30



NASDAQ Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

HSBC

66

90

10

NYSE

23

80

20

ARCA

8

80

20

KNIGHT

3

100

0



Other and Regional Exchanges Listed Symols

Venue

% of volume

% of orders - Market

% of orders - Limit

ARCA

83

100

0

KNIGHT

11

100

0

NASDAQ

5

100

0